Compliance

Our client is a fintech company headquartered in New York, with licensed subsidiaries providing trading services. They began their business with the belief that everyone deserves an equal chance to manage their financial future.

Currently, they're looking for "Compliance" assisting for all accounting transaction and initiating the implementation of ongoing operational process enhancements.

• Provide guidance to all staff or the business/support units.
• Update any changes in relevant regulations (SET/SEC/AMLO) and update internal policies and procedures to reflect those changes.
• Conduct compliance audits in accordance with the compliance plan.
• Monitor customers' transactions and trade transactions on daily basis.
• Arrange training to employees.
• Conduct compliance risk assessment and ensure business process and internal activities are complied with relevant laws and regulations.
• Others as assigned by Head of Compliance

• Minimum 2 years of experience in compliance function in Fintech or Securities business.
• Good command of English, both written and spoken.
• Good Computer skill i.e. Microsoft word, Excel, Power Point.
• Able to work independently within specific deadlines.